A hybrid rollup is a Layer 2 scaling solution that strategically employs both optimistic and zero-knowledge (ZK) proof mechanisms. The core architectural principle is to use ZK proofs for fast, trustless finality of state transitions, while leveraging the cost-efficiency of optimistic fraud proofs for dispute resolution. This design aims to capture the strengths of both paradigms: the near-instant withdrawals of ZK Rollups and the lower computational overhead for complex transactions of Optimistic Rollups. Projects like Polygon's Miden VM and Arbitrum's BOLD are exploring variations of this hybrid approach to optimize for different use cases.
How to Architect a Hybrid Rollup Solution
How to Architect a Hybrid Rollup Solution
A practical guide to designing a rollup that combines optimistic and zero-knowledge proof systems for optimal performance and security.
Architecting a hybrid system begins with defining the data availability layer, which is critical for both proof types. You must decide whether to post transaction data to Ethereum Mainnet (using calldata or blobs) or to a separate data availability committee. The sequencer design is also paramount; it must be capable of generating ZK validity proofs for batches of transactions while simultaneously maintaining the state roots required for the fraud proof window. This often involves integrating a proving system like Plonky2 or Halo2 alongside a fraud-proof verifier contract modeled after Optimism's Cannon.
The smart contract architecture on Layer 1 is more complex than a single-proof rollup. You will need at least two core contracts: a State Commitment Chain (for optimistic assertions) and a Verifier Contract (for ZK proof validation). The bridge contract must handle two withdrawal pathways: a fast path using a verified ZK proof and a slow, challengeable path using the fraud proof system. Developers must carefully design the interaction rules between these systems to prevent consensus forks, ensuring the ZK-proven state is always the canonical source of truth after proof submission.
For developers, the key implementation challenge is the proof orchestration layer. Your node software needs to decide when to generate a ZK proof. A common strategy is to produce a ZK validity proof for every batch, but only submit it to L1 periodically (e.g., every 100 batches) to amortize cost, while submitting optimistic state roots for every batch in between. The fraud proof system watches these optimistic roots and can challenge them, at which point the sequencer must provide the relevant ZK proof to settle the dispute. This requires a robust proof management system and efficient state synchronization between the prover and verifier nodes.
When evaluating a hybrid design, consider the trade-offs. The primary advantage is flexible security and cost profiles: users get faster finality for a premium, while others can wait for the challenge period. The main disadvantages are implementation complexity and potentially higher fixed costs from maintaining two proving systems. Use a hybrid architecture when your application requires both high-throughput, low-cost transactions (benefiting from the optimistic side) and guaranteed, fast finality for specific actions like exchange withdrawals or NFT minting (benefiting from the ZK side).
To start building, fork a foundational codebase like the Optimism Bedrock stack and integrate a ZK prover client. Define your hybrid protocol rules in a specification document first. Key initial steps are: 1) Set up a devnet with a modified rollup node that outputs both state roots and proof data, 2) Deploy the dual-contract system on a testnet like Sepolia, and 3) Implement the logic for the bridge to prioritize the ZK-proven withdrawal path. Thoroughly test the dispute resolution flow to ensure the system falls back correctly to the ZK proof when a challenge occurs.
How to Architect a Hybrid Rollup Solution
This guide outlines the foundational concepts and architectural decisions required to design a hybrid rollup, which combines the security of optimistic verification with the finality of zero-knowledge proofs.
A hybrid rollup is a Layer 2 scaling solution that integrates both optimistic and zero-knowledge (ZK) proof mechanisms. The core architectural goal is to leverage the strengths of each: the low computational overhead and general-purpose flexibility of Optimistic Rollups for normal operations, and the fast, trust-minimized finality of ZK proofs for specific, high-value transactions or periodic state validation. Understanding the trade-offs is essential. Optimistic systems have a 7-day challenge window for fraud proofs, delaying finality but supporting complex smart contracts. ZK Rollups provide near-instant cryptographic finality but require computationally expensive proof generation, often limiting them to simpler transaction logic.
Before designing the architecture, you must define the data availability layer. This is the blockchain (Layer 1) where transaction data is posted and made available for verification. Your choice—Ethereum, Celestia, Avail, or EigenDA—fundamentally impacts security, cost, and throughput. For a hybrid model, the data layer must be compatible with both fraud proof and validity proof verification logic. You'll need to architect a system where the sequencer posts batched transaction data (calldata or blobs) and two types of state commitments: one for the optimistic state root and one for a ZK-friendly state commitment, like a Merkle root compatible with a zkSNARK circuit.
The sequencer and prover infrastructure forms the operational backbone. You will need to run or design a sequencer node that batches user transactions, executes them to compute a new state root, and posts data to Layer 1. Concurrently, you must architect a separate prover network (often a decentralized set of nodes) tasked with generating ZK proofs. These proofs can be generated for every block (costly) or on a periodic, sovereign schedule—for example, generating a validity proof for the entire chain's state once per day to enable fast withdrawals, while relying on fraud proofs for intra-day security.
Smart contract architecture on Layer 1 is critical. You will deploy at least two core contracts: a Bridge Contract for depositing and withdrawing assets, and a Verification Contract that can process both fraud proof challenges and ZK proof verification. The bridge must manage two exit mechanisms: a standard 7-day delay for optimistic exits and an instant exit lane for users who can provide a recent, valid ZK proof of state inclusion. The verification contract needs precompiles or libraries for the specific proof system you choose, such as Groth16, PLONK, or STARKs, adding complexity to the audit surface.
Finally, you must plan the economic and incentive layer. This involves designing a token or fee mechanism to secure the network. Sequencers need to be compensated and potentially slashed for malicious behavior. Provers must be incentivized to generate ZK proofs reliably. A common model is to use transaction fees to fund a prover subsidy pool. Furthermore, you need a robust upgrade mechanism for your on-chain contracts and off-chain node software, often managed via a decentralized governance system or a multi-sig as a temporary measure, ensuring the system can evolve without introducing centralization risks.
How to Architect a Hybrid Rollup Solution
Hybrid rollups combine optimistic and zero-knowledge proof mechanisms to balance security, cost, and speed. This guide explains the core architectural components and trade-offs.
A hybrid rollup is a Layer 2 scaling solution that integrates elements from both optimistic rollups (ORUs) and zero-knowledge rollups (ZKRs). The primary architectural goal is to leverage the cost-efficiency and EVM compatibility of optimistic systems for most transactions, while using ZK proofs for specific, high-security operations like fast withdrawals or bridging. This design creates a flexible framework where the security model can be tailored to the transaction type, rather than applying a one-size-fits-all approach.
The core architecture typically involves two parallel proving systems. The main execution layer uses an optimistic virtual machine (like an Optimism-style OVM or Arbitrum Nitro) to process batches of transactions. Concurrently, a ZK proof circuit is maintained for critical state transitions. For instance, you might generate a zk-SNARK proof for the post-state root of a batch only when a user initiates an instant withdrawal, providing cryptographic finality for that specific action while the rest of the batch undergoes the standard 7-day fraud proof challenge window.
Key design decisions involve the data availability layer and sequencer design. Most hybrid rollups post transaction data to Ethereum calldata or a data availability committee (DAC) to ensure data is available for fraud proofs. The sequencer must be capable of routing transactions: standard swaps go to the optimistic pipeline, while operations flagged for instant finality are processed through the ZK prover. This requires a smart contract on Layer 1 that can verify both types of proofs—fraud proof challenges for optimistic batches and validity proofs from the ZK circuit.
Implementation requires careful state management. A common pattern is to use a unified state tree that both execution environments can read and write to, with the ZK prover generating proofs for specific sub-trees. Developers can use frameworks like Polygon CDK (which supports ZK-powered validiums with optional fraud proofs) or Arbitrum Orbit chains configured with a Bonsai coprocessor to experiment with this architecture. The contract on L1 must manage two types of state roots and resolve disputes between them.
The main trade-offs are complexity and cost. While hybrid models offer improved user experience for certain actions, they introduce significant engineering overhead in maintaining two proving systems and ensuring their consistency. Proving costs for ZK circuits are non-trivial, so their use must be strategically limited. However, for applications requiring variable finality—such as a DEX that offers instant settlement for stablecoin pairs but optimistic settlement for others—a hybrid rollup provides a compelling, user-centric architecture.
Optimistic vs. ZK Rollup Component Comparison
A technical comparison of core components for designing a hybrid rollup, highlighting trade-offs in security, performance, and cost.
| Component / Metric | Optimistic Rollup | ZK Rollup | Hybrid Consideration |
|---|---|---|---|
Data Availability | Full transaction data on L1 | Only state diffs & validity proof on L1 | Can leverage both; OR for cheap data, ZK for finality |
Time to Finality | ~7 days (challenge period) | < 10 minutes (proof verification) | Hybrid can offer fast pre-confirmations with delayed finality |
On-Chain Verification Cost | Low (only fraud proof submission) | High (complex proof verification) | Costs scale with ZK proof frequency in hybrid model |
Trust Assumption | 1-of-N honest validator | Cryptographic (trustless) | Hybrid inherits ZK's trustlessness for finality |
EVM Compatibility | Full equivalence (e.g., Optimism, Arbitrum) | Limited or custom VM (e.g., zkSync, StarkNet) | Hybrid can use OR for EVM, ZK for specific high-value ops |
Prover Infrastructure | Not required | Required (specialized hardware/software) | Hybrid requires managing both sequencer and prover networks |
Exit/Withdrawal Time | Delayed by challenge period | Immediate after proof verification | Users can choose fast (ZK) or standard (OR) exit paths |
L1 Gas Overhead per Tx | ~10k-25k gas (calldata) | ~500k+ gas (proof) + ~3k gas (data) | Hybrid overhead is weighted average based on tx routing |
Hybrid Rollup Use Cases
Hybrid rollups combine optimistic and zero-knowledge proofs for optimal performance. This guide covers the core architectural patterns and tools for building one.
Fraud Proofs vs. Validity Proofs
Hybrid rollups use both proof mechanisms:
- Optimistic Period (Fraud Proofs): After a state root is posted, there is a challenge window (e.g., 7 days). Verifiers can submit fraud proofs if they detect invalid state transitions. This allows for lower costs during normal operation.
- Validity Proofs (ZK): A ZK proof can be submitted at any time to short-circuit the challenge window. Once a validity proof is verified on L1, the state is immediately finalized, enabling fast withdrawals.
This dual-mechanism provides a safety net while enabling faster finality when needed.
Cross-Chain Messaging & Bridges
A hybrid rollup needs secure communication with L1 and other chains. This is handled by the bridge contracts and a standardized messaging protocol.
Architecture:
- L1 → L2: Users deposit via the L1 bridge contract, which sends a message to the sequencer to mint funds.
- L2 → L1: Users initiate a withdrawal, which enters a proving period. A ZK proof of the withdrawal can be used for instant finality, otherwise, it waits for the fraud proof window to pass.
- L2 → L2: Requires a cross-rollup messaging protocol like LayerZero or Hyperlane, which often uses the L1 as a hub.
How to Architect a Hybrid Rollup Solution
Hybrid rollups combine optimistic and zero-knowledge proof mechanisms to optimize for cost, speed, and security. This guide outlines the core architectural patterns and trade-offs.
A hybrid rollup is a Layer 2 scaling solution that strategically employs both optimistic and zero-knowledge (ZK) proof systems. The primary architectural goal is to leverage the cost-efficiency and EVM compatibility of optimistic rollups for normal operations, while using ZK proofs for fast, trust-minimized withdrawals and enhanced security checkpoints. This design directly addresses key pain points: the 7-day challenge period for optimistic exits and the computational expense of generating ZK proofs for every transaction batch.
The most common architectural pattern involves using an optimistic rollup as the primary execution environment. All user transactions are processed here, and state roots are posted to L1 with fraud proofs as the security mechanism. In parallel, a ZK proof circuit periodically generates validity proofs for the rollup's state transitions. These ZK proofs are not required for every batch but are used as frequent attestations of correct state. This allows users to perform instant, trustless withdrawals by presenting the latest ZK proof, bypassing the optimistic challenge window entirely.
Implementing this requires a modular stack. You need an optimistic rollup client (like a modified OP Stack or Arbitrum Nitro), a ZK prover service (using frameworks like Circom, Halo2, or zkEVM tooling), and a set of hybrid smart contracts on L1. The L1 contract must manage two verification pathways: one for optimistic fraud proofs and one for ZK validity proofs. A critical design decision is the proof frequency—whether ZK proofs are generated per block, per epoch (e.g., every 100 blocks), or on-demand for withdrawals, each with different cost and latency implications.
Key technical challenges include state synchronization between the optimistic and ZK systems, cost management for prover infrastructure, and ensuring data availability aligns with both models. For example, you might use Ethereum calldata for optimistic batches but may need to ensure the ZK prover can access the same input data. Projects like Polygon zkEVM (Type 2) demonstrate a ZK-centric approach with EVM equivalence, while a true hybrid like Kinto uses optimism for execution and zk-proofs for bridging, showcasing the pattern's flexibility.
When architecting your solution, define clear failure modes and fallbacks. If the ZK prover fails, the system should gracefully revert to standard optimistic withdrawal timelines. Security audits must cover the interaction between the two verification systems, a novel attack surface. The end architecture provides a superior user experience: cheap transactions via optimism, with the option for capital-efficient, rapid exits secured by cryptography, making it suitable for high-value DeFi applications and institutional use cases.
Implementation Examples and Code Snippets
L1 Verifier & Bridge Contracts
The L1 contracts manage state commitments and asset bridging. Below is a simplified interface for a hybrid rollup's core verifier.
solidity// SPDX-License-Identifier: MIT pragma solidity ^0.8.19; interface IHybridRollupVerifier { // The verified state root is stored on L1 struct StateCommitment { bytes32 stateRoot; uint256 batchIndex; uint256 timestamp; } // Emitted when a new state is proven and finalized event StateFinalized(bytes32 indexed stateRoot, uint256 batchIndex); /** * @notice Submits a ZK proof for a batch of L2 transactions. * @param _proof The zk-SNARK proof bytes. * @param _publicInputs Contains the pre-state root, post-state root, and batch hash. */ function submitProof( bytes calldata _proof, bytes32[] calldata _publicInputs ) external; /** * @notice Initiates a withdrawal, which can be completed after the state containing it is finalized. * @param _l2Sender The address on L2 requesting withdrawal. * @param _amount The amount of ETH/ERC20 to withdraw. */ function initiateWithdrawal(address _l2Sender, uint256 _amount) external; /** * @notice Completes a withdrawal after the proof for the relevant state is verified. * @param _withdrawalProof Merkle proof for the withdrawal message. */ function finalizeWithdrawal(bytes32[] calldata _withdrawalProof) external; }
This contract separates proof submission from withdrawal finality, a critical security feature.
How to Architect a Hybrid Rollup Solution
A technical guide to designing a rollup that combines the security of an L1 with the scalability of an L2, enabling seamless asset and state transfers.
A hybrid rollup is an advanced Layer 2 (L2) architecture that leverages two distinct data availability (DA) layers. Typically, it uses a high-security, high-cost layer (like Ethereum) for finalizing critical state transitions and a low-cost, high-throughput layer (like Celestia or an EigenDA) for publishing transaction data. This design directly tackles the core challenges of interoperability—allowing assets and messages to move between the L1 and L2—and shared state—ensuring all network participants agree on a single, canonical chain history. The goal is to achieve optimal trade-offs between security, cost, and performance that pure optimistic or ZK rollups cannot.
The architecture centers on a smart contract on the base L1, often called the bridge contract or rollup verifier. This contract is the source of truth for the rollup's canonical state. It validates state roots submitted by sequencers, often via validity proofs (for ZK rollups) or fraud proofs (for optimistic rollups). For hybrid designs, the contract also verifies that transaction data has been published to the designated external DA layer. A critical component is the state sync mechanism, which allows the L1 contract and the L2 execution environment to maintain a shared view of asset balances and contract states, enabling secure deposits and withdrawals.
To enable interoperability, you must implement standardized message-passing interfaces. The L1 ↔ L2 Communication Bridge typically involves two functions: depositToL2 (locking assets on L1, minting on L2) and withdrawToL1 (burning on L2, unlocking on L1 after a challenge period). For a hybrid rollup using an external DA layer, the sequencer posts transaction batches and their Merkle roots to the cheap DA layer, then submits a compact commitment (like a DA attestation or data root) to the L1 bridge contract. The L1 contract verifies this commitment's validity, ensuring data is available for anyone to reconstruct the L2 state and submit fraud proofs if needed.
Here's a simplified code snippet for an L1 bridge contract's core verification function in a hybrid optimistic rollup scenario, assuming data is posted to an external DA provider:
solidityfunction confirmDataAvailability(bytes32 _dataRoot, bytes calldata _daAttestation) external { // Verify the attestation is a valid proof that dataRoot is available on the external DA layer require(verifyDAAttestation(_dataRoot, _daAttestation), "Invalid DA proof"); // Store the verified data root, linking it to the subsequent state root latestVerifiedDataRoot = _dataRoot; emit DataAvailabilityConfirmed(_dataRoot); } function submitStateRoot(bytes32 _stateRoot, bytes32 _dataRoot) external onlySequencer { require(_dataRoot == latestVerifiedDataRoot, "State root must correspond to verified data"); require(_stateRoot != bytes32(0), "Invalid state root"); // Update the canonical state and start the fraud proof window pendingStateRoots.push(StateRootSubmission({ stateRoot: _stateRoot, submittedAt: block.timestamp, dataRoot: _dataRoot })); }
Key design decisions include choosing the settlement layer (e.g., Ethereum for maximal security), the data availability layer (e.g., Celestia for modular scalability), and the proof system (fraud proofs vs. validity proofs). You must also design the sequencer and prover nodes to interact with both layers. The sequencer needs to batch transactions, post data to the external DA, and submit commitments to L1. A watchtower network must monitor the external DA for data withholding attacks and be ready to challenge state roots on L1. This separation of concerns reduces L1 gas costs by over 90% for data posting while maintaining strong security guarantees for finality.
Successful implementation requires rigorous testing of the cross-layer failure modes. Primary risks include data availability failures on the external layer, sequencer censorship, and bridge contract vulnerabilities. Mitigations involve using multiple DA providers for redundancy, implementing a decentralized sequencer set or forced inclusion protocols, and conducting extensive audits on the bridge logic. Projects like Arbitrum Nitro (which can post data to alternative DA layers) and zkSync Era (with its upcoming external DA roadmap) exemplify the industry's move toward this hybrid model. By architecting with clear separation between settlement, execution, and data availability, developers can build scalable blockchains that remain deeply integrated with the broader Ethereum ecosystem.
Resources and Further Reading
These resources focus on concrete design patterns, production-grade tooling, and protocol docs relevant to architecting a hybrid rollup that blends optimistic execution, zero-knowledge verification, and modular data availability.
Frequently Asked Questions
Common technical questions and troubleshooting for developers designing hybrid rollup solutions that combine optimistic and ZK-Rollup elements.
A hybrid rollup is a Layer 2 scaling solution that strategically combines elements of both Optimistic Rollups (ORUs) and Zero-Knowledge Rollups (ZK-Rollups). Unlike a standard rollup that commits a single proof type (fraud or validity), a hybrid architecture uses each for its strengths.
Core Mechanism:
- For fast, cheap transactions: It uses an optimistic execution model, posting transaction data to L1 without immediate proof.
- For finality and security: It periodically generates and posts a ZK-SNARK or ZK-STARK validity proof. This proof cryptographically verifies the correctness of a batch of optimistic transactions, compressing them into a single proof on-chain.
This approach aims to offer the low-cost, EVM-equivalent flexibility of ORUs (like Arbitrum or Optimism) with the trust-minimized, rapid finality of ZK-Rollups (like zkSync Era or Starknet).
Conclusion and Next Steps
This guide has outlined the core components and trade-offs for building a hybrid rollup. Here's a summary of key takeaways and resources for further development.
A hybrid rollup architecture strategically combines the security of optimistic fraud proofs with the finality speed of ZK validity proofs. The core design involves an optimistic rollup as the primary execution layer for general-purpose smart contracts, which posts state roots and transaction data to a base layer like Ethereum. A separate ZK rollup, often optimized for specific operations (e.g., payments, DEX settlements), runs in parallel, with its validity proofs providing near-instant finality for those transactions. A cross-rollup messaging bridge and a shared sequencer or proposer coordinate state between the two systems.
The primary trade-off is between development complexity and user experience. You gain the flexibility of EVM-compatible optimistic execution and the speed of ZK proofs, but you must now manage the security and liveness of two distinct proving systems and their communication layer. Key design decisions include: the choice of shared sequencer (centralized, decentralized, or based on EigenLayer), the data availability solution for each chain (Ethereum calldata, EigenDA, Celestia), and the bridge design for asset and message passing (using canonical bridges like the Optimism Bedrock bridge pattern or a custom light client).
For implementation, start by forking a proven codebase. Use the OP Stack (Optimism) for the optimistic layer and a framework like Polygon zkEVM, zkSync's ZK Stack, or Starknet's Madara for the ZK layer. The bridge can be implemented using the Inter-Blockchain Communication (IBC) protocol for a modular approach or by building custom light clients that verify state roots from each chain. Thoroughly test the fraud proof window and ZK proof generation time in a local devnet using tools like Foundry and Hardhat.
Next, you must consider the economic and governance model. Who will run the sequencers and provers? How are fees distributed between the two layers? Projects like AltLayer and Conduit offer Rollup-as-a-Service (RaaS) platforms that can abstract much of this infrastructure, allowing you to launch a custom hybrid rollup by configuring these components through a dashboard, though with less control over the core protocol.
The future of hybrid rollups is closely tied to Ethereum's roadmap. EIP-4844 (proto-danksharding) with blob transactions will significantly reduce data availability costs for both layers. Verkle trees and stateless clients could streamline proof verification. Furthermore, shared sequencing layers like Espresso Systems and Astria aim to provide decentralized sequencing and fast finality as a neutral service for multiple rollups, which could become a critical piece of hybrid infrastructure.
To proceed, audit your bridge contracts rigorously, simulate stress tests on a testnet, and engage with the community for feedback. Explore the documentation for the OP Stack, ZK Stack, and Celestia's modular DA to deepen your understanding. Building a hybrid rollup is a complex but powerful way to tailor scalability and security to your application's specific needs.